Fee-Based Consultation Services
An hourly consultation fee for services relating to investment planning, insurance planning, income tax planning, education, retirement, and estate planning. Consultation with individual clients on investment planning decisions relating to stocks, bonds, mutual funds, unit investment trusts, limited partnerships, variable and fixed annuities, variable and fixed life insurance, guidance on liability insurance, disability income insurance, and property and casualty insurance. Consultation with business owners on topics such as retirement and estate planning, 401(k)s, profit-sharing plans, defined benefit plans, and buy/sell arrangements.
A flat fee arrangement per agreement in an effort to reduce hourly fees is available for the following:
- Comprehensive Financial Plan - Including, but not limited to, retirement plan analysis, investment portfolio analysis, education funding plan analysis, life insurance plan analysis, estate plan analysis.
- Retirement Plan Analysis
- Investment Portfolio Analysis
- Education Funding Plan Analysis
- Life Insurance Plan Analysis
- Estate Plan Analysis
Fees-Based Accounts
Billed as a percentage of assets under management, billed quarterly. Minimum of $50,000.00 to invest. (Does not include 529 accounts or education IRAs).
Transactional-Based Accounts
We also serve clients who prefer transactional-based accounts and wish to be charged on a commission basis. Commission fees vary based on transactions.
FORM ADV Part II